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Topik SEC

Business

Other people Strikes Monday: SEC, large xyt, and Liquidnet

Business | Selasa, 19 November 2024 - 00:07

Selasa, 19 November 2024 - 00:07

SEC chair Gary Gensler gave the impression to counsel a departure from the fee in a speech on Thursday via a thinly veiled farewell…

Business

Gensler alludes to departure from SEC

Business | Jumat, 15 November 2024 - 19:37

Jumat, 15 November 2024 - 19:37

SEC chair Gensler gave the impression to counsel a departure from the fee in a speech on Thursday thru a thinly veiled farewell message….

Business

Cumberland DRW charged for working as unregistered crypto broker by means of SEC

Business | Senin, 14 Oktober 2024 - 18:25

Senin, 14 Oktober 2024 - 18:25

The USA Securities and Alternate Fee (SEC) has charged Chicago-based company Cumberland DRW with working as an unregistered crypto asset broker.  Jorge Tenreiro Particularly,…

Business

SEC fees TD Securities as former head of US Treasuries table discovered to have allegedly made ‘masses’ of unlawful trades

Business | Selasa, 1 Oktober 2024 - 18:04

Selasa, 1 Oktober 2024 - 18:04

America Securities and Trade Fee (SEC) has charged TD Securities with manipulating america Treasury money securities marketplace via a bootleg spoofing scheme between April…

Business

S&P World department will pay $20 million penalty to SEC

Business | Kamis, 5 September 2024 - 20:03

Kamis, 5 September 2024 - 20:03

S&P World Scores (SPGR), a subsidiary of S&P World, has reached a agreement with the SEC and agreed to pay a $20 million penalty….

Business

GIX buying and selling platform the primary inexperienced securities alternate to report with the SEC

Business | Kamis, 18 Juli 2024 - 15:08

Kamis, 18 Juli 2024 - 15:08

The Inexperienced Have an effect on Change (GIX) is not off course to turning into the primary sustainability-focused securities alternate in the USA to…

Business

SEC greenlights MIAX’s August release of recent taker-maker US choices venue

Business | Rabu, 17 Juli 2024 - 21:50

Rabu, 17 Juli 2024 - 21:50

MIAX has won approval from the USA Securities and Change (SEC) for its new US choices digital alternate and bodily buying and selling ground,…

Business

SEC chair Gary Gensler urges UK to set T+1 transition date

Business | Jumat, 21 Juni 2024 - 19:20

Jumat, 21 Juni 2024 - 19:20

There’s a vital want for the United Kingdom to set a date to change to a T+1 agreement cycle and keep it up, in…

Business

Expanded SEC clearing laws will see day by day DTCC Treasury job build up via $4 trillion, survey unearths

Business | Selasa, 4 Juni 2024 - 20:40

Selasa, 4 Juni 2024 - 20:40

The newly expanded clearing laws from america Securities and Change Fee (SEC) will see day by day Treasury clearing job on DTCC build up…

Business

ICE issued $10 million penalty by way of SEC whilst New York Inventory Alternate and others are charged

Business | Kamis, 23 Mei 2024 - 20:49

Kamis, 23 Mei 2024 - 20:49

The SEC has showed that Intercontinental Alternate has agreed to pay a $10 million penalty associated with a contravention of its personal inner cyber…